Quick Take: The SEC announced that an investment adviser (Adviser) agreed to pay over $100 million to settle charges that the firm made misleading statements about capital gains distributions and tax ...

Following similar moves by other large firms, Raymond James says quarterly advisor counts aren’t the most meaningful measure ...

Independent Advisor Alliance has entered 2025 hitting a milestone. The Charlotte-based fintech wealth advisory firm recently ...

Here are eight questions to ask your advisor about digital assets.

The model that RIAs use to pay their less-tenured professionals is morphing and looming larger in their future plans and ...

For this list, we didn't consider online advisors that match clients and advisors for comprehensive financial planning services, such as Zoe Financial or Facet Wealth. Instead, we focused on tech ...

There was a very interesting article written by Jason Zweig in the Wall Street Journal recently that pointed out that many financial advisers are coming under increased pressure to satisfy the ...

On the surface, 2024 appeared to be another banner year for equity markets, but beneath the hood, the story was categorically ...